Securities Matters
- Abdul Awad v. Herbalife
- Abrams v. MiMedx Group, Inc., No. 113-CV-3074-TWT, 2014 WL 3952923 (N.D. Ga. Aug. 13, 2014).
- Absolute Activist Value Master Fund Ltd. v. Ficeto, No. 11-0221-CV, 2012 WL
- Acosta v. Wedbush Securities
- Advanced Multilevel Concepts, Inc. v. Bukstel, CIV.A. 11-3718, 2013 WL 300749 (E.D. Pa. Jan. 25, 2013)
- Agile Safety Variable Fund L.P. v. RBS Citizens, N.A., No. 09-cv-02786-WJM-BNB, D. Colo., May 31, 2011
- Alstom SA Securities Litigation, In re
- AnchorBank, FSB v. Hofer, No. 09-CV-610-SLC, 2010 WL 842172
- Ash v. Powersecure Int’l, Inc., No. 4:14-CV-92-D, 2015 BL 297948 (E.D.N.C. Sept. 15, 2015).
- Atossa Genetics Inc. Sec. Litig., In re, No. 14-35933, 2017 BL 289746 (9th Cir. Aug. 18, 2017), Court Opinion
- In re Banc of Cal. Sec. Litig., No. SACV 17-00118 AG (DFMx), Court Opinion
- Bartko v. SEC, No. 14-1070, 2017 BL 11875 (D.C. Cir. Jan. 17, 2017).
- Bartesch v. Cook, Civil Action No. 11-1173-RGA, 2013 BL 107722 (D. Del. Apr. 23, 2013).
- Basic Pac-Rim Opportunity Fund (Master) v. TCW Asset Mgt. Co., 2015 BL 342991 (N.Y. Sup. Ct. 2015).
- Biogen Inc. Securities Litigation, In re, No. 15-13189-FDS (D. Mass. June 23, 2016).
- Bondali v. Yum! Brands, Inc., No. 15-5064, 2015 WL 4940374
- Bourbonnais v. Ameriprise Fin. Servs. Inc., No. 14-C-966, 2015 BL 47543 (E.D. Wis. Feb. 24, 2015).
- BP p.l.c. Securities Litigation, In re, No. 4:10-md-2185
- Bricklayers of W. Pa. Pension Plan v. Hecla Mining Co., Case No. 2:12-cv-00042-BLW, 2013 BL 260578 (D. Idaho Sept. 26, 2013)
- C.D.T.S. No. 1 & A.T.U. Local 1321 Pension Plan v. UBS AG, 2013 WL 6576031, 12 cv. 4924, (S.D.N.Y. Dec. 13, 2013).
- Cagle v. Mathers Family Trust, 295 P.3d 460 (Colo. 2013)
- Cal. Pub. Emps.' Ret. Sys. v. ANZ Sec., Inc., 137 S. Ct. 2042 (2017).
- Callan v. Motricity Inc., No. C11-1340, 2013 U.S. Dist. LEXIS 143455 (W.D. Wash. Oct. 01, 2013)
- Cement Masons & Plasterers Joint Pension Trust v. Equinix, Inc., No. 11–01016 SC, 2012 WL 6044787 (N.D. Cal. Dec. 5, 2012).
- Centro Empresarial Cempresa S.A. v America Movil, S.A.B. de C.V.
- Century Aluminum Co. Securities Litigation, In re, No. 11-15599 2013 WL 11887 (9th Cir. Jan. 2, 2013).
- CFTC v. Deutsche Bank AG, No. 1:16-cv-06544-WHP, 2016 BL (S.D.N.Y. Sept. 22, 2016).
- CFTC v. Maverick
- Chadbourne and Parke LLP v. Troice et al., 134 S.Ct. 1058 (Feb. 26, 2014).
- Charles Schwab Corp. Press Release, Settlement Agreement
- China Mobile Games & Entm’t Grp. Secs. Litig., In re, No. 14-CV-4471 (KMW), 2016 BL 69512 (S.D.N.Y. Mar. 07, 2016).
- ChinaCast Educ. Corp. Litig., In re, No. 12-57232, 2015 BL 349540, (9th Cir. Oct. 23, 2015). (Opinion)
- Christensen v. Nauman, et al., 14 Civ. 5367 SDNY
- City of Brockton Ret. Sys. v. CVS Caremark Corp., No. 09-cv-554-JL, 2013 U.S. Dist. LEXIS 181627 (D. R. I. Dec. 31, 2013).
- City of Farmington Hills Employees Ret. Sys. v. Wells Fargo Bank, N.A.
- City of Hialeah Employees' Retirement System v. FEI, 2018 BL 25615 (Jan. 25, 2018).
- City of St. Clair Shores Gen. Emp. Ret. Sys. v. Lender Processing Serv., Inc., Inc., 3:10-CV-1073-J-32JBT, 2012 WL 1080953 (M.D. Fla. Mar. 30, 2012)
- City of Westland Police and Fire Retirement System v. Metlife, Inc., No 12-cv-0256 (S.D.N.Y. Sept. 11, 2015).
- Cobalt Int’l Energy, Inc. Sec. Litig., In re, 2016 BL 12955, 8 (S.D. Tex. Jan. 19, 2016).
- Copeland v. Fortis, 685 F. Supp. 498 (S.D.N.Y. 2010)
- Curry v. Yelp, Inc.
- Dailey v. Medlock, 551 Fed.Appx. 841 (6th Cir. 2014).
- Daniels v. Morgan Asset Mgmt., Inc., No. 10–6335, 2012 WL 3799150, Slip Copy (6th Cir. Aug. 31, 2012).
- Davis v. Skullcandy, Inc., No. 2:16-cv-00121-RJS-PMW (D. Utah, Mar. 21, 2018).
- Dekle v. Global Digital Solutions
- Delcath Systems, Inc. Securities Litigation, In re
- Delgado v. Ctr. on Children, Inc., No. 10-2753 (E.D. La. July 13, 2012).
- Dinnen v. Kneen, 2017 WL 4163356 (Sept 19, 2017).
- Duka v. SEC, 15 CIV 357, SD NY, 2015
- Elliott Associates v. Porsche Automobil Holding SE, 10 CIV 0532 HB, 2010 WL 5463846 (S.D.N.Y. Dec. 20, 2010)
- Facebook, Inc. IPO Securities & Derivative Litigation, In re, MDL No. 12-2389 (S.D.N.Y. Aug. 26, 2014).
- Facie Libre Associates I, LLC v. Secondmarket Holdings, Inc., No. 651696-2011 (N.Y Sup. Ct. August 10, 2012)
- Fannie Mae 2008 Securities Litigation, In re, 2012 WL 3758537 (S.D.N.Y. Aug. 30, 2012).
- FdG Logistics LLC, v. A&R Logistics Holdings, Inc., No. 9706-CB, WL 819215 (Del. Ch. Feb. 23, 2016).
- F.D.I.C. v. RBS Securities Inc., 2015 WL 4745032 (5th Cir. 2015).
- Fed. Hous. Fin. Agency v. The Royal Bank of Scotland Group PLC, No. 3:11-cv-01383 (D. Conn Aug. 17, 2012).
- Fed. Nat. Mortg. Ass’n Sec., Derivative, “ERISA” Litig., In re, Civil Action No. 04–1639(RJL), 2012 WL 4320615 (D.D.C. Sept. 20, 2012).
- Ferner v. Belo
- Finn v. Smith Barney, No. 11-1270-cv
- Fletcher Int’l, Ltd. v. ION Geophysical Corp., No.5109-CS, 2012 WL 1883040 (Del. Ch. May 23, 2012).
- Frank v. Dana Corp., No. 09-4233, 2011 WL 2020717 (6th Cir. May 25, 2011)
- Freeman Investments, L.P. v. Pac. Life Ins. Co., No. 09-55513, 2013 WL 11884
- Friedman v. Endo International PLC, No. 16-CV-3912 (S.D.N.Y. Jan. 16, 2018).
- Fries v. Northern Oil & Gas, Inc.
- Ganem v. InVivo Therapeutics Holdings Corp., No. 15-1544, 2017 BL 5530 (1st Cir. 2017).
- Gavin/Solmonese LLC v. D’Arnaud-Taylor, No. 15-160-cv, 2016 BL 7202 (2d Cir. Jan. 12, 2016).
- Geier v. Mozido, LLC, No. 10931-VCS, 2016 BL 321867 (Del. Ch. Sept. 29, 2016).
- Gibbons v. Malone, No. 10 CV 8640(BSJ), 2011 WL 3516065 (S.D.N.Y. Aug. 8, 2011).
- Gibbons v. Malone, No. 11-3620-cv, 2013 WL 57844 (2d Cir. Jan. 7, 2013).
- Goldberg v. Amgen Inc., 2015 BL 270030, D.D.C., Civil No. 1:15-mc-00825
- Gold v. Ford Motor Co., Civil Action No. 10-587-LPS, 2013 WL 1442576
- Goodman v. AssetMark, Inc.
- Gordon v. Sonar Capital Mgmt. LLC, No. 11 Civ. 9665 (JSR), 2013 BL 156204 (S.D.N.Y. June 13, 2013).
- Grady v. United States
- Harbinger Capital Partners Funds Investor Litig., In re, 2015 BL 88340, 2 (S.D.N.Y. Mar. 30, 2015).
- Harman Int’l Indus., Inc. Sec. Litig., In re. No. 14-7017, 2015 BL 199009 (D.C. Cir. June 23, 2015). (Opinion)
- Harris v. TD Ameritrade
- Hensley v. IEC Electronics Corporation
- Hidalgo-Velez v. San Juan Asset Mgmt., Inc., No. 11-2175CCC 2012 WL 4427077 (D.P.R. Sep. 27, 2012).
- Hite Hedge LP v. El Paso Corp. Civil Action No. 7117VCG, 2012 WL 4788658 (Del. Ch. Oct. 9, 2012).
- Holtz v. JPMorgan Chase Bank, N.A., 2017 BL 17923 (7th Cir. 1/23/17).
- Howard v. Chanticleer Holdings, Inc., CASE NO. 12-81123-CIV-COHN/SELTZER, 2013 BL 254048 (S.D. Fla. Sept. 17, 2013).
- Hufnagle v. Rino Int. Corp., No. CV 10-08695 DDP. (C.D. Cali. Aug. 3, 2013).
- Huppe v.WPCS International Inc. III QP, No. 08-4463-cv
- In the Matter of Charles L. Hill, Jr., Securities and Exchange Commission, Administrative Proceeding File No. 3-16383, Feb. 11, 2015
- In the Matter of FUSION PHARM, INC., case number 3-17545
- In the Matter of Sidoti & Co., LLC Respondent., Release No. 80027 (Feb. 13, 2017).
- Intelligent Digital Systems, LLC v. Visual Management Systems, Inc., No. CV 09-974, 2010 WL 431472
- Intercept Pharmaceuticals, Inc. Securities Litigation, In re
- In Re Intuitive Surgical Sec. Litig., No. 5:13-cv-01920-EJD, 2017 BL 346755 (N.D. Cal. Sept. 29, 2017).
- Jander v. Int’l Bus. Machs. Corp., No. 15cv3781, 2016 BL 291159 (S.D.N.Y. Sept. 7, 2016).
- John Loos v. Immersion Corporation, et al, Docket No. 12-15100 (9th Cir. Jan. 17, 2012), Court Docket.
- Jones v. Perez, No. 13-2195-cv, 2013 BL 355587 (2d Cir. Dec. 26, 2013).
- KB Partners I, L.P. v. Pain Therapeutics, Inc., No. A-11-CA-1034-SS, 2015 BL 193453 (W.D. Tex. June 16, 2015).
- Kinnett v. Strayer Educ., Inc., No. 12-12196, 2012 WL 6571112
- Kugelman v. PVF Capital Corp., CASE NO. 1:13 CV 1606, 2013 BL 241456 (N.D. Ohio Sept. 09, 2013).
- Laborers’ Dist. Council Constr. Indus. Pension Fund v. Bensoussan, No. 11293-CB, 2016 BL 188507 (Del. Ch. June 14, 2016).
- Laborers' Local #231 Pension Fund v. Rory J. Cowan, et al., 2018 WL 1307950
- Lakeview Investment, LP v. Schulman, et al., 2012 WL 4461762 (S.D.N.Y. Sept. 27, 2012).
- Leed HR, LLC v. RedRidge Fin. Grp., LLC (W.D. Ky. Aug. 5, 2013)
- Local 731 I.B. of T. Excavators and Pavers Pension Trust Fund v. Diodes Inc; Keh-Shew Lu; Richard White, No. 14-41141, 2016 BL 9217 (5th Cir. Jan. 13, 2016).
- Local No. 8 IBEW Ret. Plan & Trust v. Vertex Pharm. Inc.
- Local No. 38 IBEW Pension Fund v. American Express Co.
- Loeza v. JPMorgan Chase & Co., 2016 BL 292694, 2d Cir., No. 16-222
- Longwei Petroleum Investment Holding Ltd., In re, 13 CV 214 (HB), 2014 BL 20751 (S.D.N.Y. Jan. 27, 2014).
- Massachusetts Mutual Life Insurance Company v. Merrill Lynch, Pierce, Fenner & Smith Inc. et al., Case 3:11-cv-30285-MAP-
- Material Yard Workers Local 1175 Benefit Funds v. Men’s Wearhouse Inc., No. H-09-3265, 2011 WL 3059229 (S.D. Tex. July 22, 2011)
- Matrixx Initiates Inc. v. Siracusano, 09-1156, US Supreme Court, cert granted, June 14, 2010
- McDowell v. Lopez, 2 CA-CV 2011-0073, 2012 WL
- Medafor v. CryoLife
- Merck
- Meridian Horizon Fund, L.P. v. Tremont Group Holdings, Inc., No. 09 Civ. 3708, 2012 WL 4049953 (S.D.N.Y. Sept. 14, 2012)
- Merion Capital LP & Merion Capital II LP v. BMC Software, Inc., No. 8900-VCG, 2015 BL 579 (Del. Ch. Jan. 05, 2015).
- Merrill Lynch Auction Rate Securities Litigation, In re
- Merrill Lynch, Pierce, Fenner & Smith, In re
- Meyer v. Greene, No. 12-11488, 2013 WL 656500 (11th Cir. Feb. 25, 2013).
- Miller v. MSX-IBX Holding Inc.
- MoneyGram Payment Systems v. Citigroup, Inc., No. 27-CV-11-21348, 2013 WL 491527 (Minn. Ct. App. Feb. 11, 2013).
- Monk v. Johnson & Johnson, No. 10-4841 (FLW), 2013 WL 436514
- Morgan Keegan & Co. v. Silverman, 706 F. 3d 562, 568
- In re Morgan Stanley Smith Barney LLC
- Murray v. UBS Securities, LLC, No. 12 Civ. 5914 (JMF), 2013 WL 2190084 (S.D.N.Y. May 21, 2013).
- Nakkhumpun v. Taylor, Civil Action No. 12-cv-01038-CMA-CBS, Civil Action No. 12-cv-01521-CMA-CBS
- NECA-IBEW Health & Welfare Fund v. Goldman Sachs & Co., 693 F.3d 145 (2nd Cir. 2012).
- Norfolk Cty. Ret. Sys. v. Cmty Health Sys., Inc.
- NQ Mobile, Inc. Sec. Litig., In re, No.13cv7608, 2015 BL 87523
- Oddo v. Barclays
- Optimal U.S. Litigation, In re, 10-cv-04095-SAS, 2012 WL 1988713 (S.D.N.Y. June 4, 2012)
- Oxfam Am. v. SEC, No. 14-13648-DJC 2015
- Patel v. Patel, 2011 WL 198418
- Patel v. Seattle Genetics
- Patel v. Wagha
- Percoco v. Deckers Outdoor Corp., Civ. No. 12-1001-SLR., 2013 BL 180341 (D. Del. July 08, 2013).
- Petzschke v. Century Aluminum Co., 704 F.3d 1119 (9th Cir. 2013)
- Phillip G Donoghue v. Bulldog Investors Gen. P’ship, No. 11–1708–CV, 2012 WL 4477395 (2d Cir. Oct. 1, 2012).
- Picard v. Katz
- Pipefitters Local 636 Insurance Fund v. Blue Cross Blue Shield of Michigan
- Platinum Partners Value Arbitrage Fund LP v. Chicago Board Options Exchange, No. 1-11-2903 (Ill. App. Aug. 10, 2012).
- Ply Gem Holdings, Inc. Sec. Litig., In re
- Press Release, Securities and Exchange Commission, SEC Proposes Rules to Increase Access to Capital for Smaller Companies (Dec. 18, 2013).
- Prime Mover Capital Partners L.P. v. Elixir Gaming Technologies, Inc., 2013 BL 349784 (2d Cir Dec. 18, 2013).
- Princeton Ophthalmic, LLC v. Corinthian Ophthalmic, Inc., 2017 WL 4543688
- ProShares Trust Sec. Litig., In re, No. 12-3981, 2013 WL 3779364 (2d Cir. July 22, 2013).
- In re Psychemedics Corp. Sec. Litig. (Nov. 7, 2017).
- Pub. Pension Fund Grp. v. KV Pharm. Co., No. 4:08-CV-1859 (CEJ), 2013 BL 114780 (E.D. Mo. Apr. 30, 2013).
- Quail Cruises Ship Management v. Agencia de Viagens, 10-14129, 11th Cir., July 2011
- Rand v. Foster, No. 6:13–cv–200–Orl–31TBS. 2013 WL 3364367 (M.D. Fla. July 3, 2013).
- Rapoport v. SEC, 2012 WL 2298772
- Reese v. McGraw-Hill Cos., No. 08 Civ. 7202 (SHS), 2013 WL 5338328 (S.D.N.Y. Sept. 24, 2013).
- Regnante v. SEC Officials
- Retail Wholesale & Dep’t Store Union Local 338 Ret. Fund v. Hewlett-Packard Co., No. 14-16433, 2017 BL 15038 (9th Cir. Jan. 19, 2017).
- Richman v. Goldman Sachs Group WL 2362539 (S.D.N.Y. June 21, 2012)
- Ricker v. Zoo Entm’t, Inc., No. 12-3951, 2013 BL 227988 (6th Cir. Aug. 27, 2013)
- Robb v. Fitbit Inc., No. 16-cv-00151-SI, 2016 BL 359028 (N.D. Cal. Oct. 26, 2016).
- Robert Moiser v. Stonefield Josephson, Inc., No. 13-56453 (9th Cir. Aug 21, 2013).
- Rocheleau v. Microsemi Corp., No. 15-56029, 2017 BL 52055 (9th Cir. Feb. 21, 2017).
- Roseville Emps. Ret. Sys. v Sterling Fin. Corp.
- Ross v. Lloyds Banking Group, PLC, Nos. 12‒4600-cv(L), 13‒729‒cv(Con), 2013 WL 5273067 (2d Cir. Sept. 19, 2013) (unpublished)
- Rossi v. Quarmley, Civil Action No. 12-cv-07270., 2014 BL 81530 (E.D. Pa. Mar. 25, 2014)
- Roth v. Goldman Sachs Grp., Inc., 740 F.3d 865 (2d Cir. 2014)
- Royal Bank of Scotland PLC Securities Litigation, In re, S.D.N.Y., 09 Civ. 300
- Saad v. SEC, 718 F.3d 904 (D.C. Cir. 2013).
- Salvani v. ADVFN PLC
- Sanofi Sec. Litig., In re, 2016 BL 3051 (S.D.N.Y Jan. 06, 2016).
- Sarafin v. BioMimetic Therapeutics, Inc., No. 3:11-0653, 2013 WL 139521 (M.D. Tenn. Jan. 10, 2013).
- Scheiner v. Midas, Inc., 12 C 02653, 2013 WL 329006 (N.D. Ill. Jan 29, 2013)
- Scott v. Enterprise Financial Services Corp., Case No. 4-12CV00637 AGF, 2013 WL 2338367 (E.D. Mo. May 29, 2013)
- Schaffer et al. v. Horizon Pharma
- SEC files cease-and-desist order against New Line Capital for violations of the Investment Advisers Act
- SEC Issues Risk Alert On Options Trading Used To Evade Short-Sale Requirements, U.S. SECURITIES EXCHANGE COMMISSION (Aug. 9, 2013).
- SEC Release No. IA-3483
- SEC v Aegerion Pharmaceuticals
- SEC v. Bardman, 2016 BL 358971, N.D. Cal., No. 16-cv-02023, 10/27/16.
- SEC v. Bartek
- SEC v. Benger, No. 09 C 676, 2013 U.S. Dist. LEXIS 21539 (N.D. Ill. Feb. 15, 2013)
- SEC v. Blackburn, No. 15-2451, 2015 BL 293662 (E.D. La. Sept. 10, 2015).
- SEC v. Dimitry Braverman and Vitaly Pupynin
- SEC v. Chang
- SEC v. Citigroup, 11 Civ. 7387, SDNY, 2011
- SEC v. Citigroup Global Markets, 11-5227, 2nd Cir., Dec. 2011
- SEC v. Cook, Civ. No. 09-3333, 2016 BL 7948 (D. Minn. Jan. 12, 2016). (Memorandum Opinion and Order)
- SEC v. Cuban, No. 3:08-CV-2050-D, 2013 WL 791405 (N.D. Tex. Mar. 5, 2013)
- SEC v. Curshen, No. 11–CV–20561–JLK, 2012 WL 3755527 (S.D. Fla. Aug. 28, 2012).
- SEC v. DFRF Enters. LLC et al D. Mass., No. 1:15-cv-12857
- SEC v. Durant, S.D.N.Y., 1:14-cv-04644
- SEC v. Epstein
- SEC v. Ferrone 2014 BL 287831
- SEC v. Fortitude and Parilla
- SEC v. Garber, No. 12 Civ. 9339, 2013 WL 1732571 (S.D.N.Y. Apr. 22, 2013) .
- SEC v. Garfield Taylor Inc.
- SEC v. Gendarme Cap. Corp., No. CIV S-11-0053 KJM-KJN (D. Cal. 2011)
- SEC v. Gibraltar
- SEC v. Gowrish
- SEC v. Im
- SEC v. Jafar
- SEC v. Jankovic
- SEC v. Langford, No. 8:12CV344, 2013 WL 1943484 (D. Neb. May 9, 2013)
- SEC v. Lee, No. CV 14-06865-RGK (Ex), 2015 BL 356931 (C.D. Cal. Oct. 28, 2015).
- SEC v. Life Partners Holdings, Inc., 2013 BL 335888 (W.D. Tex. Dec. 3, 2013).
- SEC v. Luna, No. 2:10-CV-2166-PMP-CWH, 2014 BL 52144 (D. Nev. Feb. 26, 2014).
- SEC v. Mudd, No. 11 Civ. 9202 (PAC), 2016 BL 58699 (S.D.N.Y. Feb. 29, 2016).
- SEC v. Riel, No. 5:15-CV-1166 (MAD/DEP), 2017 BL 342140 (N.D.N.Y. Sept 27, 2017)
- SEC v. Ryan, 2015 BL 287568 (N.D.N.Y. Sept 4, 2015)
- SEC v. Shavers
- SEC v. Shields, 2011 WL 3799061 (D. Colo. Aug. 26, 2011).
- SEC v. SIPC, (D.D.C. Cir. Feb. 9, 2012).
- SEC v. Tavella, No. 13 Civ. 4609 (NRB), 2015 BL 1982 (S.D.N.Y. Jan. 06, 2015), Court Opinion.
- SEC v. Wells Fargo, 3:12-mc-80087-CRB, ND CA, March 2012 (Subpoena Enforcement Action)
- Securities Litigation Uniform Standards Act of 1998
- Seidman v. Musk
- Shankar v. Imperva, Inc., No. 12-cv-1680-PJH, 2015 BL 303541
- Shengdatech, Inc. Securities Litigation, In re
- Sinay v. CNOOC Ltd., No. 13‒2240, 2014 WL 350055 (2d Cir. Feb. 3 2014).
- Sivolella v. AXA Equitable Life Ins. Co., No. 11–4194 (PGS), 2012 WL 4464040 (D. N.J. Sept. 25, 2012)
- Smallen v. Western Union Co., No. 1:17-cv-00474-KLM (D. Colo. Feb. 22, 2017).
- Smith v. Foster
- Société Générale Securities Litigation, In re, No. 08 Civ. 2495(RMB), 2010 WL 3910286
- Spectrum Pharm. Inc., In re, No. 2.13-CV-00433-LDG (D. Nev. Mar. 26, 2015).
- Starr International Co. v. US, November 2011
- Super Pawn Jewelry & Loan, LLC. v. American Environmental Energy, Inc., No. 11-cv-08894, 2014 WL 4435454 (N.D. Ill. Sept. 9, 2014).
- Tabak v. Canadian Solar, Inc., No. 13-1681-cv, 2013 BL 351471 (2d Cir. Dec. 20, 2013).
- Tai Jan Bao v. SolarCity Corporation, No. 14-cv-01435-BLF, 2016 BL 2378 (N.D. Cal. Jan. 05, 2016).
- In re Target Corporation Securities Litigation, No. 16-cv-1315 (D. Minn. Mar. 19, 2018).
- Tongue v. Sanofi, 2016 BL 66168, 2d Cir., No. 15-588-cv, 3/4/16
- Trainer v. Wortham
- UBS Fin. Servs., Inc. v. Carilion Clinic, 706 F.3d 319, (4th Cir. 2013).
- UBS to Pay $50 Million to Settle SEC Charges of Misleading CDO Investors, U.S. SECURITIES AND EXCHANGE COMMISSION (Aug. 6, 2013), http://www.sec.gov/News/PressRelease/Detail/PressRelease/1370539751175#.UiTuCDamizZ
- Union Cent. Life Ins. Co. v. Ally Fin., Inc., No. 11 Civ. 2890(GBD)(JCF), 2012 WL 3553052 (S.D.N.Y. Aug. 17, 2012)
- Union de Empleados de Muelles de Puerto Rico PRSSA Welfare Plan v. UBS Fin. Services Inc. of Puerto Rico, 2013 WL 49818 (1st Cir. Jan. 4, 2013).
- United-States v. Bray
- United States v. Herman
- United States v. Musante, No. 15-4241, 2016 BL 71357 (4th Cir. Mar. 09, 2016), Court Opinion.
- United States v. Newman, 773 F.3d 438 (2d Cir. 2014).
- USM Holdings, Inc. v. Simon, No. 15-14251, 2017 BL 319356 (E.D. Mich. Sept. 12, 2017).
- VanCook v. SEC
- Varjabedian v. Emulex Corp., No. SACV 15-00554-CJC, 2016 BL 21999 (C.D. Cal. Jan 13, 2016) (Opinion)
- In re VEON Ltd. Sec. Litig., No. 15-cv-08672 (ALC), 2017 BL 330225 (S.D.N.Y. Sept. 19, 2017).
- Wagner v. Royal Bank of Scotland Grp. PLC, No. 12 Civ. 8726 (PAC), 2013 BL 239950 (S.D.N.Y. Sept 05, 2013).
- Webb v. SolarCity Corp., No. 16-16440, 2018 BL 79348 (9th Cir. Mar. 08, 2018).
- Weiss v. E-Scrub Sys., Inc., C.A. No. 13-710-GMS., 2014 BL 260961 (D. Del. Sept. 19, 2014).
- In re Wells Fargo Erisa 401(k) Litig., No. 0:16-cv-03405-PJS-BRT, 2017 BL 334045 (D. Minn. Sept. 21, 2017), Court Opinion.
- William Beaumont Host. Sys. v. Morgan Stanley & Co., 2017 BL 23060 (6th Cir. Jan. 26, 2017
- Willis v. Big Lots Inc.
- WM High Yield Fund v. O’Hanlon, No. 04-3423, 2013 BL 172104
- Wyche v. Advanced Drainage Sys., Inc., et al.
- XeDAR Corp. v. Rakestraw, No. 12–cv–01907–CMA–BNB, 2013 WL 93196 (D. Colo. Jan. 8, 2013).
- Zhang-Kirkpatrick v. Layer Saver LLC, 2015 BL 85374 (N.D. Ill. Mar. 26, 2015).