Boston Stock Exch., In re
Unless noted, all documents are in PDF format.
In re Boston Stock Exch., Release No. 56352 (2007).
SEC Administrative Proceeding (File No. 3-12744), 09/05/2007 »
Complaint, SEC v. Crofwell, _F. Supp. _, (D. Mass. 2007)(No. 07CA11640RWZ). »
Press Release, SEC, SEC Sues James F. Crofwell, Former President of Boston Stock Exchange, For Aiding and Abetting the Exchange’s Failure to Enforce Its Rules (Sept. 5, 2007). »
Press Release, SEC, SEC Charges Boston Stock Exchange and Former President James Crofwell with Failing to Police Specialists (Sept. 5, 2007). »