SEC and Governance
Unless noted, all documents are in PDF format.
| A | B | C | G | H | L | M | N | R | S | T | U | W |
A
In re: American Express Co. Sec. Litig., 02 cv 5533 (S.D. N.Y. Sept. 26, 2008) »
Judgment, In re: American Express Co. Sec. Litig., 02 cv 5533 (S.D. N.Y. Sept. 26, 2008) »
In re Am. Stock Exch. LLC., Release No. 3-12774 (2007). »
Analytical Surveys, Inc. v. Tonga Partners, L.P., 2008 WL 4443828
B
Bennett v. Spring Nextel Corp. et al., Case No. 09-2122-EFM (D. of Kansas, filed Jan. 6, 2011)
In re Boston Stock Exch., Release No. 56352 (2007). »
Business Roundtable v. SEC, No. 10-1305, DC Circuit, 2010 »
C
CA, Inc. v. AFSCME, No. 329, 2008, Del. Sup. Ct. (Certified Question from the SEC, June 27, 2008) »
Coppinger-Martin v. Solis, No. 09-73725
Christopher Cox, Chairman of the SEC, Speech to the Chamber of Commerce (Mar. 14, 2007). »
Complaint, SEC v. Mercury Interactive, (N.D. Cal. May 31, 2007). »
CTS Inc., v. Dynamic, _U.S. (1986)(No. 86-71). »
G
Gupta v. SEC, 1:11-cv-01900-JSR, SD NY, March 2011
H
Higginbotham v. Baxter Int’l, 06-1312 (7th Cir. July 27, 2007). »
L
Langevoort Letter on the Role of Litigation to SEC Chairman Cox, Attachment, August 7, 2007 »
M
Makor v. Tellabs, 127 S. Ct. 2499 (2007). »
March Schapiro, Chairman, Securities and Exchange Commission »
N
In re Navistar, SEC Admin. Proc. File No. 3-12564 (Feb. 13, 2007). »
Newby v. Enron, Civil Action No. H-01-3624 »
R
Regents of the Univ. of Cal. v. Credit Suisse First of Boston, 482 F.3d 372 (5th Cir. 2007). »
S
SEC v. Assurant, Inc., 10 cv 0484 SD NY, Jan. 21, 2010
SEC v. Bank of America, cv o6829, SD NY, 2009
SEC v. Brooks, 07-61526 (S.D. Fla. Oct. 25, 2007). »
SEC v. Citigroup, Civil Action No. 10-1277 (ESH), D Ct., DC, 2010
SEC v. Dorozhko, 07Civ. 9606 (S.D.N.Y. Jan. 8, 2008). »
SEC v. Galleon Mgmt., LP, No. 09 Civ. 8811, 2011 WL 1770631, at *1 (S.D.N.Y. May 11, 2011).
SEC v. Goldman Sachs & Co, SD NY, April 16, 2010
SEC v. Gupta, No. 11 Civ. 7566
SEC Complaint vs. Kovzan, Civil No. 11-CV-2017 JWL
SEC v. Landberg, No. 11 Civ. 0404, 2011 WL 5116512
SEC v. Madoff, 08 civ 10791, SD NY 2008 »
SEC v. Medical Capital Holdings Inc., C.D. Cal., Case No. SACV 09-0818 DOC »
SEC v. Mozilo, 09-3994, CD CA, 2010
SEC Complaint vs. NIC, Fraser, Herington, and Bur
SEC v. Peterson & Peterson, No. 11-CV-5448 (SDNY, Filed Aug. 5, 2011)
SEC v. Pirate Investor, LLC, 2009 WL 2949091 (4th Cir., Sept. 15, 2009). »
SEC v. Reyes, No. C 06-04435 CRB (N.D. Ca. May 13, 2007). »
SEC v. Rosenthal, 10-1204-cv (L) (2d Cir. June 9, 2011)
SEC v. Scammell, No. CV11-6597-DSF
SEC v. Schroeder, No. C-07-3798 JW (N.D. Cal Nov. 17, 2010). »
SEC v. Schwinger, 07-CV-01047 (D.D.C. June 13, 2007). »
SEC v Shanahan, 407-CV-270-JCH, E. D. Mo., Jan. 12, 2009. »
SEC v. Todd, (N.D. Ca. May 30, 2007). »
SEC v. Tourre, 10 Civ. 3229, SD NY 2010 »
SEC v. Weintraub, No. 11-21549-CIV-HUCK/BANDSTRA (S.D. Fla. Dec. 30, 2011).
Security Exchange Commission Act of 1934, 15 U.S.C. 78 (1934). »
Shareholders Proposals, Exchange Act Release No. 34-56160 (July 27, 2007) »
Simpson v. AOL Time Warner Inc., 452 F.3d 1040 (9th Cir. 2006). »
In re Sodano, In the Matter of Salvatore F. Sodano »
South Ferry LP v. Killinger, 06-35511 (9th Cir. September 9, 2008) »
Stoneridge v. Scientific-Atlanta, 443 F.3d 987 (8th Cir. 2006). »
U
United States v. Reyes, No. CR 06-0556 (N.D. Cal. 2007). »
W
In re: Williams Securities Litigation, No. 07-5119, 10th Cir., Feb. 19, 2009
WPP Luxembourg Gamma Three Sarl v Spot Runner 655 F 3d 1039 (9th Cir 2011)