Event Description
Key Issues Facing Boards of Directors: New SEC Enforcement Initiatives & Corporate Governance Risks
Thursday, April 25, 2013 at 8:30am - 10:30am
Location: Room 165
The Distinguished Speakers will discuss the SEC’s current views regarding enforcement and disclosure issues. Topics will include compliance; internal corporate investigations; whistleblowers; insider trading; audit committee best practices; shareholder activism; governance; white collar defense; and the personal liability of Directors and Officers. The Distinguished Speakers will also analyze what actions companies and their Boards should take to address these key issues.
Distinguished Speakers:
J. Robert Brown, Jr., Professor and Director, Corporate and Commercial Law Program, Denver Law
Phyllis Deiso, Partner & National SEC Practice Leader, McGladrey LLP
Donald Hoerl, Regional Director (Denver), U.S. Securities and Exchange Commission
Michael MacPhail, Partner, Faegre Baker Daniels LLP
Douglas Wright, Partner, Faegre Baker Daniels LLP
Approval for CLE credit is pending. Free and open to the community. Breakfast will be provided.
Sponsored by The Directors Roundtable Institute and the Corporate and Commercial Law Program at Denver Law.
To register for the event, please click here.
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