Representing Clients Before the SEC | L4618

SEC insiders explain the processes and practices of the Division, intertwined with discussion and analysis of SEC enforcement actions past and present. This course gives students critical information to effectively represent a wide variety of clients before the Division, among them public companies, regulated entities, defrauded investors, and perpetrators of crime.

Prerequisites: None
Credit Hours: 3
ULW: This course does not satisfy the Upper Level Writing requirement (ULW)


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